Become an SWS Advisor
SWS is focused on serving the needs of your clients. We are aggressively looking for experienced financial advisors with that same client-focused perspective - both as retail advisors for Southwest Securities' Private Client Group and as independent advisors to affiliate with our independent brokerage, SWS Financial Services Inc.
Whether you are interested in working for a growing regional brokerage firm or being an independent advisor, SWS offers a platform that will enable you to reach your goals.
In addition to a broad offering of investment products and services, SWS provides access to investment management programs that are flexible and can be tailored to the individual client relationship. The company provides access to fee-based platforms and capabilities that enhance the financial advisor's business and benefit his or her clients. Extensive insurance services also allow advisors to expand their customer relationships. SWS make available more than 200 top-rated carriers, including the top tier of annuity, life insurance and long-term care and disability insurance providers.
Our retail advisors have found a unique place to foster and expand their practice through a blend of support, independence and entrepreneurship representative of Southwest Securities' Private Client Group. Our advisors enjoy the camaraderie, friendly atmosphere and freedom of working in a close-knit business unit while profiting from the strength of the leading regional firm in the Southwest.
Because of its development as a clearing firm, Southwest Securities' product and service offerings are deep and wide, and the support staff is efficient and professional. Departments from accounting to cashiering to trading are staffed with cooperative, friendly people who are committed to helping you find solutions if problems arise.
Friendly, progressive, innovative ... Shouldn't you consider an alliance with Southwest Securities? Visit the Private Client Group Web site to learn more.
If you're looking for SWS Financial, click here!