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Life is a building process. Money is not the main focus of our lives, but it is an important tool that empowers us to reach our goals - a comfortable home, thriving business, education for our children, financial security for ourselves and those we love, and freedom from worry in retirement.

The companies of SWS Group are committed to helping you achieve your goals.

About SWS Group Inc.

SWS Group, Inc. (NYSE: SWS) is a full-service securities and banking firm delivering a broad range of investment, commercial banking and related financial services to individual, corporate and institutional investors, broker-dealers, governmental entities and financial intermediaries.

Founded in Dallas in 1972, the SWS organization has grown to include multiple corporations, more than 900 employees and more than $3.9 billion in total assets. SWS Group ended fiscal 2013 with net revenue of $272 million. The company conducts business nationally from its home base in Dallas and branch offices in the Southwest and across the nation.

The company’s principal broker-dealer subsidiary, Southwest Securities, Inc., provides a full-complement of securities brokerage, institutional and investment banking services in addition to clearing services. The firm, a member of the NYSE, FINRA and SIPC, is also a registered investment adviser. Other wholly owned subsidiaries include:

Southwest Securities, FSB, a billion-dollar-plus federal savings bank that is one of the largest banks headquartered in North Texas. SWS FSB has banking offices in several North Texas locations as well as Austin, Houston, El Paso and San Antonio. The bank also has locations in Ruidoso and Albuquerque, New Mexico.

SWS Financial Services, Inc., a registered investment adviser and broker/dealer, serving investors through independent registered representatives. SWS FS is a member of FINRA and SIPC.

Southwest Insurance Agency, a subsidiary offering life, disability income and long-term care insurance, as well as annuity products.



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